Attendee Registration


Monday, July 18: 2-6 pm
Tuesday, July 19: 7 am-5:30 pm
Wednesday, July 20: 7-10 am

Why Go?

Why Go?

ADISA's Alternative Investments Research & Due Diligence Forum is designed for industry professionals who are employed with a Broker-Dealer, RIA, Family Office, Due Diligence Firm, or select others, that offer alternative investments in their business.

  • Network with more than 200 industry professionals
  • Learn about today's issues and business opportunities
  • Discover advanced due diligence techniques, processes, tools and resources


Who Will Attend?

  • Broker-Dealers
  • Registered Investment Advisors (RIAs)
  • Family Offices
  • Due Diligence Professionals
  • Compliance Officers
  • Sponsors
  • Affiliates

Hotel & Travel

Hotel & Travel

All Alts Research & Due Diligence Forum events will be held at:

The Renaissance Atlanta Waverly Hotel
2450 Galleria Parkway
Atlanta, GA 30339

Sponsors & Affiliates: Book your room here. Be sure to book by Monday, June 27, to ensure the $184 room rate.

BEWARE of hotel reservation scams: There are several hotel reservation “pirates” who somehow get prior year meeting attendance lists and then approach past attendees to reserve their hotel rooms and in so doing either steal credit card information or broker a non-refundable reservation with extra junk fees. Please note that ADISA does not call or send out emails to individuals to solicit hotel reservations. You should use only the link provided in our reservation system to book your room. Please contact us with any questions.




*As of 7/15/2022

  • Tuesday, July 19
    7:45 AM - 8:30 AM
    Breakfast & Exhibit
    8:30 AM - 8:45 AM
    Welcome & Introduction
    8:50 AM - 9:50 AM
    Opening Keynote Speaker

    "The War for the 9%"
    (QPs = 1% of U.S. investors; AI who are not QPs, 9%. The fight over that slice will define the industry for years to come.)
    Featuring the industry's futurist and thought leader Bob Rice

    Bob is the managing partner of Tangent Capital, a broker dealer specializing in private investments; a Senior Advisor for Macquarie Asset Management and Wilshire Associates; a member of the Board of Nasdaq Fund Secondaries; and an adjunct Law Professor teaching courses on investment management at Florida State University. As a Director of the Value Line funds’ investment manager and member of the Florida State University Endowment Investment Committee, he helps oversee approximately $6 billion of investments.

    Previously, Bob spent several years as the daily on-air Alternatives Editor at Bloomberg TV and Fox Business; and he is the bestselling author of Three Moves Ahead and The Alternative Answer.

    Bob began his career as a trial lawyer with the U.S. Department of Justice and then served as a financial products Partner at Milbank for a decade. He left the law to found a technology startup that became the public company Viewpoint, of which he was CEO and Chairman until he returned to Wall Street to launch Tangent.


    9:50 AM - 10:20 AM
    Break & Exhibit
    10:20 AM - 11:20 AM
    Alternative Investments Sector Report

    Views and data from around the alts world: 1031s, energy, REITs, BDCs, private placements, private equity

    Facilitator: John Harrison, ADISA
    Presenters: Mike Kell, iCapital Network; Taylor Garrett, Mountain Dell Consulting; Matt Iak, U.S. Energy Development Corporation; Kevin Gannon, Robert A. Stanger & Co.

    11:30 AM - 12:30 PM
    Private Placement Blowups: What We Have Learned

    Overview of recent past "mistakes" in our industry's offerings and lessons drawn.

    Moderator: Bryan Mick, Mick Law
    Presenters: Ann Moore, International Assets Advisory; Paula Miterko, Miterko & Associates; Karlton Kleis, Arete Wealth

    12:30 PM - 2:00 PM
    Lunch & Exhibit
    2:00 PM - 3:00 PM
    E & O for Alts: You Think You're Covered But You're Not

    Perspectives on current insurance topics regarding alts.

    Moderator: Myra Nicholson, International Assets Advisory
    Participants: Nick Duren, Crescent Securities Group; Lori Kamen, Aurora Securities; Dee Cordea, InterWeb Insurance

    3:00 PM - 3:30 PM
    Break & Exhibit
    3:30 PM - 4:45 PM
    Alts Marketing Best Practices: Reg 506 and Rule 2210 Compliance Tips and Common Mistakes

    This session will discuss topics affecting sales of alternative investments from a marketing compliance perspective (to include discussions on general solicitation, FINRA/SEC marketing content rules, and the importance of tempering expectations during the due diligence period to ensure that the marketing side is well positioned to syndicate in a "securities compliant" manner).

    Moderator: Greg Mausz, Preferred Capital Securities
    Speakers: John Grady, ABR Dynamic Funds; Darryl Steinhause, DLA Piper; Brad Updike, Mick Law

    5:00 PM - 6:30 PM
    Cocktail Reception & Exhibit
  • Wednesday, July 20
    7:30 AM - 8:30 AM
    Breakfast & Exhibit
    8:30 AM - 9:30 AM
    New DST Best Practices

    Review and exploration of ADISA's new publication on DST Best Practices.

    Moderator: Thomas Voekler, KVCF
    Panelists: Darryl Steinhause, DLA Piper; Taylor Garrett, Mountain Dell Consulting; Tim Witt, DAI Securities

    9:40 AM - 10:45 AM
    Town Hall Meeting on Due Diligence Topics, Ethics and What Keeps Us Up at Night

    Roll up your sleeves and join us for both large and small group discussions organized around topics important to BDs/RIAs and investment products. In particular we will focus on aspects and considerations around new products, RIA/Family Office, conservation easements, due diligence practices/betterment, and the latest L&R issues. Choose your topic or wander between groups as we develop ideas for improvement and exploration.

    Moderators: Brad Updike, Mick Law
    Group leaders: William Osterbrock, Baker Donelson; Brad Updike, Mick Law; Catherine Bowman, The Bowman Law Firm; Thomas Rosenfield, HillStaffer; John Grady, ABR Dynamic Funds; Matthew Malone, Lonsdale Investment Technology; Paula Miterko, Miterko & Associates; Jacob Heidkamp, FactRight; David Pittman, Cottonwood Residential; Rajeev Kotyan, Innovative Advisory Group; Craig Covington, DAI Securities

    10:45 AM - 11:05 AM
    Break & Exhibit
    11:05 AM - 12:05 PM
    More on Due Diligence Practices: Advanced Perspectives and Sponsor Due Diligence

    Assessment of program manager viability and execution potential and other advanced due diligence topics.

    Moderator: Dustin Zachmeyer, Bluerock
    Panelists: Mike Underhill, Capital Innovations; Jacob Heidkamp, FactRight; Mark Atchity, JCC Capital Markets; Steve Ogrin, Buttonwood Due Diligence

    12:05 PM - 12:15 PM
    Closing Remarks
    With Brad Updike, Mick Law, ADISA's 2022 Alts Research & Due Diligence Forum Chair

Attending Companies

Attending Companies

As of 7/16/2022

*Denotes exhibiting company


ABR Dynamic Funds

Advanta IRA

Alliance 160

Alternative Investment Exchange (AIX)

Baker Donelson

Bowman Law Firm LLC

Buttonwood Due Diligence

Coastal Capital Markets

CommonGood Capital


CreativeOne Securities

*DLA Piper

Exemplar Capital

Factright, LLC

*Great Lakes Fund Solutions

iCapital Network

InterWeb Insurance


Lonsdale Investment Technology

Mick Law PC, LLO

Moran Reeves Conn

NuView Trust

Orchard Securities

Patrick Capital Markets, LLC

*Phoenix American Financial Services, Inc.

Pivotal Wealth Management

*Preferred Capital Securities


Robert A. Stanger & Co.

Sequence Financial Specialists

Skyway Capital Markets

StratCap Holdings




1776 Wealth LLC

Accretive Wealth Management

AGES Financial Services

Alan B Lancz & Associates

American Portfolios Financial Services, Inc.

AOG Wealth Management

Arete Wealth Management

Arkadios Capital


Aurora Securities

Avantax Wealth Management

Cabin Securities

Cape Securities Inc

Capital Innovations, LLC

Concorde Asset Management, LLC

Concourse Financial Group

Corporate Investments Group

Crescent Securities Group

Da Vinci Global Consulting, LLC

DAI Securities, Inc

DFPG Investments, Inc.

Endeavor Investment Resources


IBN Financial Services, Inc.

IDB Capital Corp

IFP Securities

IHT Wealth Management

Infinity Financial Services

International Assets Advisory, LLC

Investment Planners

IRL Financial

JRW Investments Inc

Kalos Financial, Inc

LifeMark Securities Corp

Lincoln Financial Advisors Corp.

Lionchase North America

Naples Asset Management Co.

Nobles & Richards

Paul M. Wendee & Associates

Pegg Capital

Pinnacle Capital Securities


Redemption Capital LLC

Saxony Securities Inc

Spire Investment Partners LLC

Strategic Blueprint

The Strategic Financial Alliance, Inc.

Third Seven Capital




Ashford Securities

*Barrow Shaver Resources


*Bourne Financial Group, LLC

Brandywine Asset Management

Burlington Capital

*Cantor Fitzgerald

*Capital Square

Carter Funds, LLC

Cobalt Capital Inc


*Croatan Investments

Donovan Ventures

Eagle Point Credit Management

*ExchangeRight Real Estate

*Hamilton Point Investments LLC

Harbor Capital Advisors, Inc.

*Inland Real Estate Investment Corporation

InVia Capital


*KNPRE 1031

Lateral Investment Management

Manufactured Housing Properties


MBD Solutions

MCI Megatel Capital Investments

Moody National Companies

*NAI Legacy

Net Lease Capital Advisors


Parsonex Capital Partners

*Passco Companies

*Peachtree Hotel Group

Real Source


Sandy Bay Partners

Shopoff Realty Investments

Sovereign Partners

*Starboard Realty Advisors

*Terra Development

The True Life Companies, LLC

*Time Equities

*Triton Pacific Securities, LLC

Urban Catalyst

*US Energy Development Corporation

*Versity Investments

Waveland Energy

*Webb Creek Management Group









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