News & Advocacy
11/18/2020
Second Edition of the Popular Guide to Alternatives Now Available
ADISA has once again partnered with Lightbulb Press to publish a revised informative overview on alternative investments, The Guide to Alternative Investments.
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ADISA has once again partnered with Lightbulb Press to publish a revised informative overview on alternative investments, The Guide to Alternative Investments. With thanks to John Grady, Practus, and Laura Sexton and Sherri Cooke, AI Insight, the popular Guide has been revised and reviewed by FINRA, with additions of interval funds, Regulation A/Regulation A+, liquid alternatives, and more. You can download a digital copy of The Guide to Alternative Investments, and printed copies will be available soon. To request a printed sample, please contact the ADISA office at adisa@adisa.org or 317.663.4180. If you wish to order additional and/or bulk copies, please contact Lightbulb Press directly at info@lightbulbpress.com or 212.485.8822. You can read FINRA's Advertising Regulation Department Review Letter here. |
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4/24/2024
The Department of Labor has Finalized its Retirement Advice Rule
The Department of Labor has issued the final version of its retirement advice rule covering a host of advice scenarios, including retirement plan rollovers and annuity sales. ADISA is encouraged by some of the changes but disappointed by the lack of independent analysis of intended and unintended consequences.
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4/17/2024
ADISA Co-Signs Trade Association Letter Regarding Significant Rulemaking Flaws in the Fiduciary Regulatory Process
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