ADISA Webinar: The Department of Labor's Proposed Fiduciary Rule -- What it Might Mean for Your Business

May 05, 2015

Wednesday, May 6 at 10 am PT/1 pm ET

Find out what the new fiduciary proposal really aims to do – its challenges, requirements, and how it may or may not apply to you. Learn who will be impacted and how. This webinar will not be not aimed at ERISA specialists, but will delve into these issues from both the sponsor and retail broker-dealer point of view.
The program will also feature a foundation overview of the proposal, followed by expert analysis and panel discussion led by ADISA’s Legislative and Regulatory Committee Chairs John Grady of RCS Capital and Daniel Cullen of Bryan Cave. It will feature experts from law firms, broker-dealers and other sponsors. ADISA’s BDAC (Broker-Dealer Advisory Council), led by Don Waage of Capital Financial Services, will also participate in the discussion.


John Grady
RCS Capital
Daniel Cullen
Bryan Cave

Don Waage
Financial Services

Carrie Byrnes
Bryan Cave
Kamal Jafarnia
W.P. Carey