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Monday, Sept. 15

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ADISA Reacts to SEC Request for Comment

ADISA president Greg Mausz, Preferred Capital Securities, noted today that, “ADISA appreciates the SEC’s concept release on...

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ADISA Joins SIFMA-led Coalition in Joint Comment Letter to New Jersey on Proposed Fiduciary Duty of BDs and Investment Advisers

ADISA joined SIFMA and other major financial services trade associations as signatory to a letter to the New Jersey Bureau...

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