Educational Tracks/Session Topics

*Draft as of 8/15/19
 
  • Broker-Dealer
    • Practice Management for Registered Representatives
    • Broker-Dealer/Registered Representative Roundtable
    • The Evolution of Broker-Dealers
 
  • RIA/Family Office
    • "Stepping into RIA Shoes"
    • Operations, Regulations & Technology
    • RIA/Family Office Roundtable
 
  • Due Diligence
    • Third-Party Due Diligence Opinions -- Fair, Balanced, Fees, Accountability
    • DDQ Process -- A Master Plan for the Masses
    • 1031 Underwriting an Offering & Sponsor
 
  • Legislative & Regulatory
    • Regulatory Micro-Evolution
    • Mergers & Acquisitions Activity
 
  • Emerging Products
    • Opportunity Zones
 
  • Marketing & Technology
    • Best Practices in Marketing & Technology
    • FinTech & Cybersecurity
 
  • Private Offerings
    • Fundamentals & Best Practices of Alts
    • 1031s: Beyond Site Visits -- Financial Forecasts & Leverage
    • Ongoing Underwriting: Broker-Dealer/RIA Needs & Sponsor Requirements
 
  • Public Offerings
    • REITs: Who's Hot & Who's Not
    • Preferred Series Offerings
    • BDCs/Interval Funds -- Credit Strategies
 
  • Specialty
    • Reg A, Crowdfunding & Conservation Easements
    • Private Equity -- Offerings & Opportunities
    • Blockchain, FinTech & RegTech
    • Oil & Gas
 
  • General Sessions
    • Industry/Sector Update
    • Legislative & Regulatory Update
    • CEO Panel
    • Guest Speaker