ADISA Career Center

Schedule-at-a-Glance

Thursday, July 24

8:30-8:45 am          Welcome and Introductions
  Mike Bendix, DFPG Investments, Due Diligence Forum Leader
8:45-9:40 am Opening Session: Special Invited Guest U.S. Sen. Johnny Isakson (R-GA), member of U.S. Senate Committee on Finance
  Introduction: John Harrison, REISA
9:40-10:30 am Advertising Deep Dive: What is Fair & Balanced?
  Moderator: Dana Woodbury, Buttonwood Investment Services
10:30-10:50 am Exhibitor Showcase and Break
10:50-11:40 am Regulatory Exam Lessons Learned
  Moderator: Brandon Reif, Winget Spadafora & Schwartzberg
Panelists: Lisa Gok, Cetera Financial; Trevor Gordon, Sandlapper Securities; Kimberlee Levy, Concorde Investment Services
11:45 am-12:55 pm              Exhibitor Showcase and Lunch
1:00-1:55 pm Oil & Gas PPM Review: What Are the Rules and Where Are the Landmines? 
  Moderator: Brad Updike, Mick & Associates
Panelists: Brett Evans, Evans & Kob; Dave Cohen, Apex Energy
2:00-3:10 pm BDAC                      Town Hall Meeting
  Moderator: Christy O'Neal, Investors Capital Corporation Moderator: Darryl Steinhause, DLA Piper
3:15-3:45 pm Exhibitor Showcase and Break
3:45-4:55 pm A Practical Guide to Due Diligence
  Moderator: Barbara Halper, FactRight
Panelists: Rick Chess, Birtcher Anderson Chess; Jan Ryan, Ryan & Associates; Daniel Oschin, The Shopoff Group; Todd Snyder, SK Research
5:00-6:30 pm Exhibitor Showcase and Welcome Reception






































Friday, July 25

7:30-8:30 am Exhibitor Showcase and Breakfast
8:30-9:25 am Reg A+/Rule 506(c)
  Moderator: Rob Kaplan, Kaplan Voekler Cunningham & Frank
9:30-10:25 am Strategies for Addressing Investment Allocations and Concentrations
  Moderator: Lee Iredell, Realty Capital Securities
Panelists: Larry Lyons, Kalos Capital; Scott Rivera, American Realty Capital
10:30-11:00 am Exhibitor Showcase and Break
11:00-11:55 am Arbitration Trends and Updates
  Moderator: Kevin Hull, Robert A. Stanger & Co.
Panelists: Linda Fienberg, President FINRA Dispute Resolution; Brandon Reif, Winget Spadafora & Schwartzberg
12:00-12:15 pm Closing Remarks