ADISA Career Center

Agenda

*As of 5/22/17; subject to change

Thursday, July 13

7:45-8:30 am

8:30-8:45 am

Dave Laga, DFPG Investments, Due Diligence Forum Chair
John Harrison, Executive Director/CEO, ADISA

8:50-9:35 am

An update on the current legislative and regulatory environment that impacts the alternatives business directly and indirectly.

9:40-10:35 am

To fully evaluate the merits of an investment strategy, one must first understand the sector in which the strategy will be deployed. Learn where real estate, private equity, private credit, energy, and other sectors represented throughout ADISA are in the current cycle, and where the opportunites and headwinds may lie.

Speakers: Brian Buehler, Triton Pacific Investment Corporation; Merriah Harkins, GWG Holdings; other speakers TBA

10:40-11:10 am

11:15 am-12:00 pm

Keynote Speaker will be announced soon.

12:00-1:30 pm

1:30-2:25 pm

The securitized 1031 market continues to grow and evolve. Mountain Dell Consulting will present the latest 1031 market statistics and trends, followed by a forum of expert attorneys who will discuss and debate a number of 1031-related topics, including tax opinions, master leases and springing LLCs.

Presenter #1: Taylor Garrett, Mountain Dell Consulting, with a 10-minute 1031 Market Overview
Presenters #2: Darryl Steinhause, DLA Piper; Dan Cullen, Baker & McKenzie; Tom Voekler, Kaplan Voekler Cunningham & Frank; Steven Meier, Seyfarth Shaw

2:30-3:25 pm

Sharpen your due diligence skills with in-depth expert training on important topics, including:
1) Evaluating a program's financial model;
2) Distribution coverage; and
3) The math of a 1031 exchange.

Speakers: Mark Kosanke, Concorde Investment Services; other speakers TBA

3:25-3:55 pm

4:00-4:55 pm

Crowdfunding, Reg A+ and issuer-direct sales are just some of the examples of how capital formation is evolving. Learn more about where this evolution is going, and what the potential opportunities are for those who choose to adapt, as well as what the potential threats are for those who do not.

Speakers will be announced soon.

5:00-6:30 pm

Friday, July 14

7:30-8:30 am

8:00-8:55 am

Open to Broker-Dealers only.
ADISA's popular gathering of Broker-Dealers who will discuss relevant issues affecting the Broker-Dealer community.

9:00-9:30 am

An interactive discussion with the industry's third-party due diligence providers who will provide tricks-of-the-trade and answer questions when it comes to monitoring the performance of alternative programs.

Speakers will be announced soon.

9:35-10:25 am

The due diligence process may be the beginning point, but it's certainly not the end when it comes to the obligations of broker-dealers and RIAs who offer alternatives. Rep education, compliance, suitability and fiduciary duty are just some of the post-due diligence responsibilities that firm executives and compliance professionals will discuss during this session, which features panel analysis of audience voting/response.

Speakers will be announced soon.

10:30-11:00 am

11:05 am-12:00 pm

Listing vs. merger? Affiliated vs. third-party? Learn what's on the decision table when it comes to evaluating liquidity events through real world examples.

12:00-12:15 pm