• New Alternative Products

• Different and New product introduction in general, best ways to get to know them
• Life Settlement
• Interval Funds
• Private Equity

• Energy and Tax Driven Products

• Energy
• Conservation
• Other such as AUM/Deferred Sales Trust

• BDCs and REITs

• Where are they now?
• Examination of REIT stock and recent developments

• 1031 products

• Where are we today and how to try to avoid past issues
• Suitability and risks for any investor, particular investors, and especially seniors

• DOL Update

• Legal perspective from an ERISA attorney
• Practical compliance
• Navigating BIC exemption

• Marketing and Sales of Alts

• Dos and don’ts discussion with sponsors from panel of DD officer, third party DD, MBD
• Sponsor feedback for broker dealers, Reps, RIAs related to selling agreements, due diligence, etc.
• Suitability how does it differ between private and public offerings

• Trends in offering documents and disclosures

• Tension between confidentiality regarding sponsor information and disclosure in the sales process
• Trends related to risk disclosures in offering documents

• Updates on Reg A and Crowdfunding

• Current status
• Crystal ball perspective

• Advisor and BD focus

• BD and Advisor oversight related to compliance
• Practical aspects of education related to product, sponsor, and clients

• Associate Firms

1st Global Capital Corp
1st Trade
Advanced Wealth Planning
Aegis Capital Corp
Affinity Real Capital
Aleph Capital
Alpha Architect
Alpha Cubed Investments
Alta Investment Group
American Investors Co
Ameriprise Financial Services, Inc.
Anchor Financial Group
Andorra Investment Management
AOG Wealth Management
Archer Investment Advisors
Arete Wealth Management
Arque Capital Ltd.
Ashland Pacific
Atomi Financial Group
AXA Advisors LLC
BANDER Investments
Bank Fund Equities, Inc.
Berthel Fisher & Company Financial Services Inc
Bridge Valley Financial Services
Cabot Lodge Securities, LLC
Calton & Associates Inc
Cambria Capital
Cambridge Investment Research Inc
Capital Financial Services, Inc.
Capital Management Analytics
Capstone Financial Consultants LLC
Capstone Wealth Planning
Catalyst Wealth Management
Centaurus Financial, Inc.
Center Street Securities
Cetera Financial Group
Chen Planning Consultants, Inc.
Claraphi Advisory Network, LLC
Clear Stream Advisors
Coastal Equities, Inc.
Colorado Financial Service Corporation
Concorde Investment Services
Conover Securities Corp
Corcapa 1031 Advisors
Cornerstone Exchange Services
Cornerstone Family Office, Inc.
Cornerstone Real Estate Investment Services
Cornerstone Retirement & Insurance Services
CORPORATE INVESTMENTS GROUP, INC
Courtlandt Financial Group, Inc.
Creative Wealth Advisors, LLC.
Crescent Securities Group Inc
Da Vinci Global Consulting, LLC
Deans Consulting
Derby and Derby
Desert Rose Capital Management, Inc.
Design Moves LLC
DFPG Investments, Inc.
Diversified Financial
DLS Capital Partners
Dwyer Financial
Elmcore Securities LLC
Emerson Equity LLC
ETF Management Consultants
Financial Architects, Inc.
First Financial Equity Corp.
First Guardian Group
FISN, a division of Landolt Securities
Fortitude Investment Group LLC.
Freedom Investors Corp
Freedom T&F Inc.
FRONTIER FINANCIAL PARTNERS, LLC
Frontier Wealth Strategies
FSC Securities Corporation
G2J2 INVESTMENT MANAGEMENT
Girgis Financial
Global Asset Advisors
Gradient Securities LLC
Grand Canyon Financial Advisors
Gryphon Private Wealth Management
H&S Wealth Management
Harbor Light Securities, LLC
Hartfield Financial & Insurance Services, Inc.
Haynes Financial Group
Heritage Capital Advisors Inc
Heritiage Advisors
Highlander Wealth Services, LLC
Horev and Associates
IAMC
IBN Financial Services, Inc.
IMS Securities Inc
Independent Financial Services Professional
Infinity Financial Services
Innovative Advisory Group, LLC
Investment Advisor Associates Inc
Irvine Advisors
ISC Group
James Fox Securities Inc
JL Capital Management
JRL Capital Advisors
JRW Investments
JRW Investments Inc
Kalos Financial, Inc
Kay Properties and Investments, LLC
Keystone Capital Corporation
KF Financial Services
Kuhn Wealth Management
Ladenburg Thalmann & Co. Inc.
Lamont Financial Services
Larson Financial
Legacy Wealth Management
Life Strategies Advisors
LightPath Capital, Inc.
LJCooper Capital Management LLC
Lopez Wealth Management Group
Lucia Securities, LLC
M.A. Hill Brokers
Maks Financial Services LLC
Manchester Financial
Martin Tax & Financial Services
Massey Financial Group
MBR Capital Management, Inc.
McDermott Investment Services, LLC
Metlife Securities Inc.
Miller Buckfire & Co., LLC
Ministry Partners Securities
Moloney Securities & Co., Inc.
Money Concepts Capital Corp.
MTrust
Multiple Financial
National Planning Holdings, Inc.
National Securities Corporation
Nevarez Wealth Management
Newbridge Securities Corporation
Newport Advisors, LLC
Newport Coast
Newport Wealth Advisors Inc
NMS Capital Securities, LLC
NPB Financial Group, LLC
Oak Tree Securities Inc
Oakwood Advisory Group
Orange Capital Management
Orchard Securities - CTT
Pariter Wealth Management Group
Park Ave Capital Management Intl.
Parker Wealth Management
Parsonex Securities, Inc.
Paulson Investment Company LLC.
Pearson Capital Management
Platinum Wealth Group
Plotkin Financial Advisors, LLC
PlusPoint Advisors
Polley Financial
PrimeX
PrimEx Prime
Princeton Asset Management
ProEquities, Inc.
Protected Investors of America Inc
PwC
Quake Capital
R.W. Bowlin Investment Solutions
Raintree Financial Solutions
RCM Investments
RD Heritage Group
Regal Financial Group
Regal Investment Advisors
Regal Securities, Inc.
Retirement Income Designs, Inc.
Retirement Solutions, Inc
Rice Partners
Richfield Orion International
Russell & Company
SANDLAPPER Securities, LLC
SCF Securities Inc
Securities America, Inc.
Sequence Financial Specialists, LLC
Sharif Family Offices
Sigma Financial Corporation
Silber Bennett Financial, Inc.
Solomon Financial Services
Sound Investments
Sourcenet Investment Services LLC
South Coast Wealth Management
Sterling Advisory Services, LLC
Steven Yeh & Associates
Strategic Asset Management Group
Strategic Wealth Planning
T.R. Winston & Company LLC
TAG Group, Inc
Tax Savings Professionals
TCFG Wealth Management, LLC
The Enterpise Securities Company
The Fig Group, LLC
The Strategic Financial Alliance, Inc.
Thomas J. Wolf, CFP
Titan Securities
TKC Wealth Management, LLC
TKG Financial
Triad Advisors, Inc.
Trustmont Financial Group, Inc.
Tweed Financial Services Inc
United Planners Financial Services of America
Valdes & Moreno, Inc.
Vanclef Financial Group
Venovate Marketplace Inc.
Ventura Coast Wealth Management
Vestech Securities
VFG Securities Inc
VisionWise Capital
Wall Street Financial Group Inc
Wall Street Strategies
WealthGurus(R)
Wealthmaster Group
Weiss Family Office
WestPark Capital, Inc
WFA Wealth Managers
Whitehall-Parker Securities, Inc.
Widener & Asher Asset Management
ZACKSINVEST

• Affiliate Firms

1st Commercial Realty Group Inc
AI Insight
Alston & Bird LLP
Aon Risk Services
Axxcess Ccapital
Baker & McKenzie LLP
BofI Advisor
Buttonwood Investment Services LLC
C5 Solutions
CfPA
CFX Secondary Markets
CliftonLarsonAllen
Community National Bank
Competitive Enterprise Institute
Computershare
Directpost, Inc.
Discovery Data
DLA Piper
DST Systems Inc
Duval & Stachenfeld LLP
Elevation Energy & Communication
Emerson Equity LLC - MBD
Estate Planning Team
Evolv Capital
Factright, LLC
Financial Media Group
First Capital Real Estate Investments
FischTank
Great Lakes Fund Solutions, Inc.
IILEADERS
Institutional Real Estate Inc
Integro Insurance Brokers
IPA - Investment Program Association
IRA Services Trust
JCC Advisors, LLC
JL Sullivan, LLC
Kaplan Voekler Cunningham & Frank PLC
Kutak Rock LLP
Laser App Software
LeClairRyan
Madison Realty Companies
Mainstar Trust
Marrs Group
Maxwell Financial Services LLC
MGL Consulting
Mick Law PC, LLO
Miterko & Associates
Morris Manning & Martin LLP
Nelson Mullins
net lease capital
NuView IRA
Orchard Securities - MBD
Partnership Marketing Company
PENSCO Trust Company
Phillips Edison
Phoenix American Financial Services, Inc.
Preferred Partnership Services
Real Assets Adviser - Institutional Real Estate Inc.
Resource Royalty, LLC
Risley Associates
Robert A. Stanger & Co., Inc.
Roosevelt University
S&P Global Market Intelligence
S2K Financial
Seyfarth Shaw LLP
Skyway Capital Markets
Snyder Kearney, LLC
Spotlight Marketing Communications
StillPoint Capital
Sullivan & Worcester LLP
The Bowman Law Firm LLC
The DI Wire
University of Missouri
Wagner Law Grouo
WealthForge
Winget, Spadafora & Schwartzberg, LLP

• Sponsor Firms

1031 Xpress Inc
Active Allocator
AEI Capital Corporation
APX Energy, LLC
Archon Capital
Ascendant Capital
Ashford
Atlas
Axiom Asset Advisors
Bluerock Capital Markets LLC
Bourne Financial Group, LLC.
Bryan Energy Management LLC
Caliber Co
Cantor Fitzgerald
Capital Square 1031
Catalyst Energy Inc
CION Securities, LLC
CNL Securities Corp.
Cole Capital
Cornerstone Realty Advisors, LLC
Cottonwood Residential
Cunat Inc.
Dahn America360, LLC
District Investments, LLC
Dividend Capital
EcoVest Capital Inc.
Equity Velocity Funds
Everest Medical Core Properties
Everest Realty Management, LLC
ExchangeRight Real Estate
FS Investments
Gemini Fund Services
GK Development Inc
Griffin Capital Corporation
Gulf South Energy Inc
GWG Holdings, Inc.
Hamilton Point Investments LLC
Hamilton Zane
Hamilton Zanze & Company
Hart Natural Resources
Hartman Income REIT
Haven Realty Capital, LLC
HC Government Realty Trust, Inc.
Highland Capital Management
Hines Securities
IGF Partners, LLC
Inland Private Capital Corporation
Inland Real Estate Investment Corporation
Inspired Healthcare Capital
Integrity Advisor Solutions
Investor Management Services
JLL Income Property Trust
Kamradt and Associates
KBS Capital Markets Group LLC
Linchris Hotel Corp.
Lingerfelt Commonwealth
Lodging Opportunity Fund, REIT
Longfellow Energy, LP
MacKenzie Capital Management
MCI Megatel Capital Investment
MDS Energy
Moody National Companies
MVP Realty Advisors
NA
Net Lease Capital Advisors
NorthStar Securities, LLC
OFG Consulting LLC
Owl Rock Capital Partners
Palmer and Associates
Passco Companies LLC
Peachtree Hotel Group
Pomona Capital
Preferred Apartment Communities Inc
Provasi Capital Partners
Realop Investments
Redhawk
Redwood Capital Group, LLC
Republic Properties Corporation
Resource Real Estate Inc
Richmond Honan
RK Properties
Rockspring
RREEF America LLC
Rycal Investment Group
SANDLAPPER Capital Investments, LLC
SC Distributors, LLC
Sealy & Company
Shopoff Realty Investments, L.P.
Silver Portal Capital, LLC
SmartStop Asset Management, LLC
Sound Point Capital Management
SQN Capital Management, LLC
Steadfast Capital Markets Group
Stonehenge Advisers
Terra Capital Partners LLC
The Lightstone Group
Time Equities Inc
Triloma
Trion Properties
Triton Pacific Securities
US Energy Development Corporation
Waveland Energy
Waveland Energy Partners
Webb Creek Management Group, LLC
WestPark Capital
Woodbridge Wealth

Set-up Hours:

• Sunday, September 25
  8:00 pm-11:00 pm
• Monday, September 26
  8:00 am-4:00 pm

Show hours:

• Monday, September 26
  6:00-8:00 pm
• Tuesday, September 27
  7:30 am-7:30 pm
• Wednesday, September 28
  7:30-11:00 am

Tear-down hours:

• Wednesday, September 28
  11:00 am-5:00 pm
  
  *All exhibitor materials must be removed by 5:00 pm.

Bronze exhibitors receive:

• Recognition by category on the ADISA website, select pre-event eblasts, onsite signage and general PowerPoint
• Listing in event mobile app

Jennifer Fitzgerald

Director of Marketing

Tanisha Bibbs, CMP

Director of Event Planning

Erin Balcerzak

Membership Services Coordinator

Jennifer Fitzgerald

Director of Marketing

GES – Global Experience Specialists, Inc.